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University of Montevallo



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Spring Semester 2021
Dec 02, 2022
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Information Select the Course Number to get further detail on the course. Select the desired Schedule Type to find available classes for the course.

FI 415 - Financial Services Seminar
Topics relating to the General Securities Representative Exam (Series 7) including, but not limited to, corporate equity/fixed-income securities, local/state/federal government securities, derivative securities, investment company products and fiduciary duties to customers. This course is not affiliated with the Financial Industry Regulatory Authority (FINRA), the Series 7 exam provider, and does not exempt students from the examination eligibility requirements. Prerequisite: FI 372.
3.000 Credit hours

Levels: Undergraduate
Schedule Types: Hybrid - do not use, Online - do not use, Seminar

Business Department

Textbook information for this course.

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